-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Cwb46DkoZ1deyE+8ms3QMMHwUYmGnrUkoGlB/iVZrvXNfRN4O6sOjqEqQGz1d+1U RrRkbpjgx6ftRWS+YgcBEw== 0000922423-00-000426.txt : 20000302 0000922423-00-000426.hdr.sgml : 20000302 ACCESSION NUMBER: 0000922423-00-000426 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20000229 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: GREG MANNING AUCTIONS INC CENTRAL INDEX KEY: 0000895516 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 222365834 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-51355 FILM NUMBER: 557779 BUSINESS ADDRESS: STREET 1: 775 PASSAIC AVE CITY: WEST CALDWELL STATE: NJ ZIP: 07006 BUSINESS PHONE: 2018820004 MAIL ADDRESS: STREET 1: 775 PASSAIC AVE CITY: WEST CALDWELL STATE: NJ ZIP: 07006 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: ROBERTS GREGORY N CENTRAL INDEX KEY: 0001108038 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: PO BOX 18523 CITY: IRVINE STATE: CA ZIP: 92623 BUSINESS PHONE: 9499551250 MAIL ADDRESS: STREET 1: 2625 ST ANDREWS CITY: TUSTIN STATE: CA ZIP: 92660 SC 13G 1 SCHEDULE 13G SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ------------------------ Under the Securities Exchange Act of 1934 SCHEDULE 13G INFORMATION STATEMENT PURSUANT TO RULES 13d-1 AND 13d-2 UNDER THE SECURITIES EXCHANGE ACT OF 1934 Greg Manning Auctions, Inc. --------------------------- (Name of Issuer) Common Stock ------------ (Title of Class of Securities) 563823103 --------- (CUSIP Number) February 18, 2000 ----------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [X] Rule 13d-1(c) [ ] Rule 13d-1(d) --------------- Page 1 of 6 Pages SCHEDULE 13G CUSIP No. 563823103 Page 2 of 6 Pages - ------------------------------------------------------------------------------- 1) NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS Gregory N. Roberts ###-##-#### Sharon Roberts ###-##-#### - ------------------------------------------------------------------------------- 2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [ ] - ------------------------------------------------------------------------------- 3) SEC USE ONLY - ------------------------------------------------------------------------------- 4) CITIZENSHIP OR PLACE OF ORGANIZATION California - ------------------------------------------------------------------------------- NUMBER 5) SOLE VOTING POWER OF None SHARES ------------------------------------------------- BENEFICIALLY 6) SHARED VOTING POWER OWNED BY 684,126 EACH ------------------------------------------------- REPORTING 7) SOLE DISPOSITIVE POWER PERSON None WITH ------------------------------------------------- 8) SHARED DISPOSITIVE POWER 684,126 - -------------------------------------------------------------------------------- 9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 684,126 - -------------------------------------------------------------------------------- 10) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [ ] - -------------------------------------------------------------------------------- 11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 7.0% - -------------------------------------------------------------------------------- 12) TYPE OF REPORTING PERSON IN - -------------------------------------------------------------------------------- [Continued on the next page] 2 Schedule 13G Item 1(a). Name of Issuer: Greg Manning Auctions, Inc. Item 1(b). Address of Issuer's Principal Executive Offices: 775 Passaic Avenue West Caldwell, New Jersey 07006 Item 2(a). Name of Person Filing: Gregory N. Roberts and Sharon Roberts Item 2(b). Address of Principal Business Office or, if None, Residence: P.O. Box 18523 Irvine, California, 92623 Item 2(c). Citizenship: California Item 2(d). Title of Class of Securities: Common Stock Item 2(e). CUSIP Number: 563823103 Item 3. If this statement is filed pursuant toss.ss.240.13d-1(b), or 240.13d-2(b) or (c), check whether the person filing is a: (a) [ ] Broker or Dealer Registered Under Section 15 of the Act (15 U.S.C. 78o) (b) [ ] Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c) (c) [ ] Insurance Company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c) (d) [ ] Investment Company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8) (e) [ ] Investment Adviser in accordance with ss. 240.13d-1(b)(1)(ii)(E) (f) [ ] Employee benefit plan or endowment fund in accordance with ss. 240.13d-1(b)(1)(ii)(F) (g) [ ] Parent Holding Company or control person in accordance with ss.240.13d-1(b)(ii)(G) 3 (h) [ ] Savings Association as defined in ss.3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813) (i) [ ] Church plan that is excluded from the definition of an investment company under ss.3(c)(15) of the Investment Company Act of 1940 (15 U.S.C. 80a-3) (j) [ ] Group, in accordance with ss.240.13d-1(b)(ii)(J) Item 4. Ownership. (a) Amount beneficially owned: 684,126 (b) Percent of class: 7.0% (c) Number of shares as to which such person has: (i) Sole power to vote or to direct the vote: None (ii) Shared power to vote or to direct the vote: 684,126 (iii) Sole power to dispose or to direct the disposition of: 0 (iv) Shared power to dispose or to direct the disposition of: 684,126 The 684,126 shares of Common Stock are held in the name of both Gregory N. Roberts and Sharon Roberts (as husband and wife). Item 5. Ownership of Five Percent or Less of a Class. Not Applicable. Item 6. Ownership of More than Five Percent on Behalf of Another Person. Not Applicable. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company. Not Applicable. Item 8. Identification and Classification of Members of the Group. Not Applicable. Item 9. Notice of Dissolution of Group. Not Applicable. 4 Item 10. Certification. By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of such securities and were not acquired and are not held in connection with or as a participant in any transaction having such purposes or effect. 5 SIGNATURE After reasonable inquiry and to the best knowledge and belief of the undersigned, the undersigned certifies that the information set forth in this Statement is true, complete and correct. February 29, 2000 ----------------- Date /s/ Gregory N. Roberts ---------------------- Gregory N. Roberts /s/ Sharon Roberts ------------------ Sharon Roberts 6 -----END PRIVACY-ENHANCED MESSAGE-----